Compliance & Regulations

Look who’s back, back again!

The most recent of these in late 2019 took a slightly different approach hosting Conduct Roundtable sessions with 18 wholesale banks. Each was represented by a group of 10 staff at a ‘Vice President’ (VP) level of seniority or similar. They came to refer to this group as ‘the Engine Room’, acknowledging their importance to firms.

It’s a good read and I thoroughly recommend it but if you don’t have time to sift through the 34 pages I’ve picked out some key highlights and comments for you to ponder over.

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Personal Development

Your 2020 Skill Stack

Recent events have proven that we can work in different patterns, locations, and virtually. 16 of the top 25 skills searched on LinkedIn did not exist 5 years ago, and that was before the Covid-19 pandemic. So, what does your skill set of the future look like?

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Compliance & Regulations

Governance, Risk & Compliance: Part 3

This week we come to final part of the GRC trilogy: Compliance.  Of course, it is about a lot more than just rules, regulations and …

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Compliance & Regulations

Governance, Risk & Compliance: Part 2

Let’s talk about risk baby, let’s talk about you and me. Let’s talk about all the good things and the bad things that may be, …

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Compliance & Regulations

Governance, Risk & Compliance: Part 1

Governance (not Government) is always a hot topic for organisations and never more so than when in the midst of a global pandemic.  Like many …

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Financial Markets

Hedge Funds: Part Deux

Last time around we examined one of the original yet still most persistent strategies; equity long/short. But Hedge funds are also linked to takeovers and …

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